| C 17.01.a | |||||||||
| Event types | TOTAL EVENT TYPES | ||||||||
| INTERNAL FRAUD | EXTERNAL FRAUD | EMPLOYMENT PRACTICES AND WORKPLACE SAFETY | CLIENTS, PRODUCTS & BUSINESS PRACTICES | DAMAGE TO PHYSICAL ASSETS | BUSINESS DISRUPTION AND SYSTEM FAILURES | EXECUTION, DELIVERY & PROCESS MANAGEMENT | |||
| 0010 | 0020 | 0030 | 0040 | 0050 | 0060 | 0070 | 0080 | ||
| CORPORATE FINANCE [CF] | 0009 | ||||||||
| Number of events (new events) | 0010 | ||||||||
| Gross loss amount (new events) | 0020 | ||||||||
| Number of events subject to loss adjustments | 0030 | ||||||||
| Loss adjustments relating to previous reporting periods | 0040 | ||||||||
| Maximum single loss | 0050 | ||||||||
| Sum of the five largest losses | 0060 | ||||||||
| Total direct loss recovery | 0070 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0080 | ||||||||
| Loss adjustments relating to previous reporting periods | 0240 | ||||||||
| TRADING AND SALES [TS] | 0109 | ||||||||
| Number of events (new events) | 0110 | ||||||||
| Gross loss amount (new events) | 0120 | ||||||||
| Number of events subject to loss adjustments | 0130 | ||||||||
| Loss adjustments relating to previous reporting periods | 0140 | ||||||||
| Maximum single loss | 0150 | ||||||||
| Sum of the five largest losses | 0160 | ||||||||
| Total direct loss recovery | 0170 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0180 | ||||||||
| RETAIL BROKERAGE [RBr] | 0209 | ||||||||
| Number of events (new events) | 0210 | ||||||||
| Gross loss amount (new events) | 0220 | ||||||||
| Number of events subject to loss adjustments | 0230 | ||||||||
| Maximum single loss | 0250 | ||||||||
| Sum of the five largest losses | 0260 | ||||||||
| Total direct loss recovery | 0270 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0280 | ||||||||
| COMMERCIAL BANKING [CB] | 0309 | ||||||||
| Number of events (new events) | 0310 | ||||||||
| Gross loss amount (new events) | 0320 | ||||||||
| Number of events subject to loss adjustments | 0330 | ||||||||
| Loss adjustments relating to previous reporting periods | 0340 | ||||||||
| Maximum single loss | 0350 | ||||||||
| Sum of the five largest losses | 0360 | ||||||||
| Total direct loss recovery | 0370 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0380 | ||||||||
| RETAIL BANKING [RB] | 0409 | ||||||||
| Number of events (new events) | 0410 | ||||||||
| Gross loss amount (new events) | 0420 | ||||||||
| Number of events subject to loss adjustments | 0430 | ||||||||
| Loss adjustments relating to previous reporting periods | 0440 | ||||||||
| Maximum single loss | 0450 | ||||||||
| Sum of the five largest losses | 0460 | ||||||||
| Total direct loss recovery | 0470 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0480 | ||||||||
| PAYMENT AND SETTLEMENT [PS] | 0509 | ||||||||
| Number of events (new events) | 0510 | ||||||||
| Gross loss amount (new events) | 0520 | ||||||||
| Number of events subject to loss adjustments | 0530 | ||||||||
| Loss adjustments relating to previous reporting periods | 0540 | ||||||||
| Maximum single loss | 0550 | ||||||||
| Sum of the five largest losses | 0560 | ||||||||
| Total direct loss recovery | 0570 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0580 | ||||||||
| AGENCY SERVICES [AS] | 0609 | ||||||||
| Number of events (new events) | 0610 | ||||||||
| Gross loss amount (new events) | 0620 | ||||||||
| Number of events subject to loss adjustments | 0630 | ||||||||
| Loss adjustments relating to previous reporting periods | 0640 | ||||||||
| Maximum single loss | 0650 | ||||||||
| Sum of the five largest losses | 0660 | ||||||||
| Total direct loss recovery | 0670 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0680 | ||||||||
| ASSET MANAGEMENT [AM] | 0709 | ||||||||
| Number of events (new events) | 0710 | ||||||||
| Gross loss amount (new events) | 0720 | ||||||||
| Number of events subject to loss adjustments | 0730 | ||||||||
| Loss adjustments relating to previous reporting periods | 0740 | ||||||||
| Maximum single loss | 0750 | ||||||||
| Sum of the five largest losses | 0760 | ||||||||
| Total direct loss recovery | 0770 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0780 | ||||||||
| CORPORATE ITEMS [CI] | 0809 | ||||||||
| Number of events (new events) | 0810 | ||||||||
| Gross loss amount (new events) | 0820 | ||||||||
| Number of events subject to loss adjustments | 0830 | ||||||||
| Loss adjustments relating to previous reporting periods | 0840 | ||||||||
| Maximum single loss | 0850 | ||||||||
| Sum of the five largest losses | 0860 | ||||||||
| Total direct loss recovery | 0870 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0880 | ||||||||
| TOTAL BUSINESS LINES | 0909 | ||||||||
| Number of events (new events) | 0910 | ||||||||
| of which related to losses >= 10,000 and < 20,000 | 0911 | ||||||||
| of which related to losses >= 20,000 and < 100,000 | 0912 | ||||||||
| of which related to losses >= 100,000 and < 1,000,000 | 0913 | ||||||||
| of which related to losses >= 1,000,000 | 0914 | ||||||||
| Gross loss amount (new events) | 0920 | ||||||||
| of which related to losses >= 10,000 and < 20,000 | 0921 | ||||||||
| of which related to losses >= 20,000 and < 100,000 | 0922 | ||||||||
| of which related to losses >= 100,000 and < 1,000,000 | 0923 | ||||||||
| of which related to losses >= 1,000,000 | 0924 | ||||||||
| Number of events subject to loss adjustments | 0930 | ||||||||
| of which: number of events with a positive loss adjustment | 0935 | ||||||||
| of which: number of events with a negative loss adjustment | 0936 | ||||||||
| Loss adjustments relating to previous reporting periods | 0940 | ||||||||
| of which: (+) positive loss adjustment amounts | 0945 | ||||||||
| of which: (-) negative loss adjustment amounts | 0946 | ||||||||
| Maximum single loss | 0950 | ||||||||
| Sum of the five largest losses | 0960 | ||||||||
| Total direct loss recovery | 0970 | ||||||||
| Total recovery from insurance and other risk transfer mechanisms | 0980 | ||||||||