Index Index

Value Assertions

CodeLabelSeverity
srb_srf_v0002The first two letters of the RIAD code or SRB identifier ('1A6') must match the two-letter ISO code ...ERROR
srb_srf_v0003A credit institution ('1C1') cannot be an investment firm ('1C7') at the same time and vice versa. A ...ERROR
srb_srf_v0004A central body ('1C2') must report at (sub-) consolidated level ('4A2').ERROR
srb_srf_v0005A central body ('1C2') must report at (sub-) consolidated level ('4A9').ERROR
srb_srf_v0006An institution cannot be granted the permission referred to in Article 113(7) of the CRR ('1C4') wit ...ERROR
srb_srf_v0007An investment firm with limited services and activities ('1C8') cannot be a credit institution ('1C1 ...ERROR
srb_srf_v0013Total Liabilities ('2A1') minus Own Funds ('2A2') minus Covered Deposits ('2A3') must be greater tha ...ERROR
srb_srf_v0015Field 2B2: This field should only be "Yes" for institutions that qualify for a lump sum payment (i.e ...ERROR
srb_srf_v0016Field 4A17: If the reporting level for the CET1 ratio is individual ('4A9'), then the total assets ( ...ERROR
srb_srf_v0017Accounting value of liabilities arising from all derivative contracts (excluding credit derivatives) ...ERROR
srb_srf_v0018Field 2C4: Total accounting value of all liabilities arising from derivatives ('2C4') should equal t ...ERROR
srb_srf_v0019Field 2C5: The value of liabilities arising from derivatives contracts after application of the floo ...ERROR
srb_srf_v0020Field 4D10: Total derivatives exposure ('4D9') must be equal to or greater than Derivatives cleared ...ERROR
srb_srf_v0021Field 2C6: Total liabilities after adjustment of liabilities arising from all derivative contracts ( ...ERROR
srb_srf_v0022Field 3A2: Liabilities arising from derivatives not related to clearing activities ('3A2') equals li ...ERROR
srb_srf_v0023_1Field 3A3, 3B3, 3C3, 3D3, 3E3, 3F3: The derivative floor factor ('3A3', '3B3', '3C3', '3D3', '3E3', ...ERROR
srb_srf_v0023_2Field 3A3, 3B3, 3C3, 3D3, 3E3, 3F3: The derivative floor factor ('3A3', '3B3', '3C3', '3D3', '3E3', ...ERROR
srb_srf_v0024Field 3A4: The adjusted value of qualifying liabilities related to clearing activities arising from ...ERROR
srb_srf_v0026Only an institution that is a CCP ('1C5') can deduct liabilities related to clearing activities ('3A ...ERROR
srb_srf_v0027Only an institution that is a CSD ('1C6') can deduct qualifying liabilities related to the activitie ...ERROR
srb_srf_v0028Only an investment firm ('1C7') can deduct qualifying liabilities that arise by virtue of holding cl ...ERROR
srb_srf_v0029Only an institution operating promotional loans ('1C9') can deduct qualifying liabilities that arise ...ERROR
srb_srf_v0030Field 3F2: Liabilities arising from derivatives that are not intragroup ('3F2') equals liabilities a ...ERROR
srb_srf_v0031Field 3F4: The adjusted value of qualifying intragroup liabilities arising from derivatives ('3F4') ...ERROR
srb_srf_v0032Field 3F7: The total accounting value of qualifying intragroup liabilities not arising from derivati ...ERROR
srb_srf_v0033Field 3F8: The adjusted value of total qualifying intragroup liabilities ('3F8') equals total accoun ...ERROR
srb_srf_v0034Field 3F11: The total deductible amount of assets and liabilities arising from qualifying intragroup ...ERROR
srb_srf_v0035An institution can only deduct qualifying IPS transactions ('3E11') if the competent authority grant ...ERROR
srb_srf_v0036Field 3E4: The adjusted value of qualifying IPS liabilities arising from derivatives that arise from ...ERROR
srb_srf_v0037Field 3E7: The total accounting value of qualifying IPS liabilities not arising from derivatives ('3 ...ERROR
srb_srf_v0038Field 3E8: The adjusted value of total qualifying IPS liabilities ('3E8') equals total accounting va ...ERROR
srb_srf_v0039Field 3E11: The total deductible amount of assets and liabilities arising from qualifying IPS liabil ...ERROR
srb_srf_v0040When the competent authority did not grant a waiver from the application of the Leverage ratio risk ...ERROR
srb_srf_v0041When the competent authority did not grant a waiver from the application of the CET1 ratio risk indi ...ERROR
srb_srf_v0042If Total Risk Exposure ('4A15') is positive, then field '4A16' equals CET1 capital ('4A14'), at the ...ERROR
srb_srf_v0043If Total Assets ('4A17') is positive, then '4A18' equals Total Risk Exposure ('4A15'), at the report ...ERROR
srb_srf_v0044If Total Risk Exposure ('4A15') is positive, then '4D2' equals Risk exposure amount for market risk ...ERROR
srb_srf_v0045If CET1 capital ('4A14') is positive, then '4D3' equals Risk exposure amount for market risk on trad ...ERROR
srb_srf_v0046If Total Assets ('4A17') is greater than zero, then '4D4' equals Risk exposure amount for market ris ...ERROR
srb_srf_v0047If Total Risk Exposure ('4A15') is greater than zero, then '4D6' equals Total off-balance sheet nomi ...ERROR
srb_srf_v0048If CET1 capital ('4A14') is greater than zero, then '4D7' equals Total off-balance sheet nominal amo ...ERROR
srb_srf_v0049If Total Assets ('4A17') is greater than zero, then '4D8' equals Total off-balance sheet nominal amo ...ERROR
srb_srf_v0050Field 4D11: If Total Risk Exposure ('4A15') is greater than zero, then '4D11' equals the difference ...ERROR
srb_srf_v0051Field 4D12: If CET1 Capital ('4A14') is greater than zero, then '4D12' equals the difference between ...ERROR
srb_srf_v0052Field 4D13: If Total Assets ('4A17') is greater than zero, then '4D13' equals the difference between ...ERROR
srb_srf_v0068'2C1' must be greater than zero if sum('2C2', '2C3') is greater than zero.ERROR
srb_srf_v0069Accounting value of liabilities arising from all derivative contracts (excluding credit derivatives) ...ERROR
srb_srf_v0070Accounting value of liabilities arising from all derivative contracts (excluding credit derivatives) ...ERROR
srb_srf_v0071Accounting value of liabilities arising from all derivative contracts (excluding credit derivatives) ...ERROR
srb_srf_v0072Accounting value of liabilities arising from all derivative contracts (excluding credit derivatives) ...ERROR
srb_srf_v0073Accounting value of liabilities arising from all derivative contracts (excluding credit derivatives) ...ERROR
srb_srf_v0074Only an investment firm ('1C7') can be an investment firm with limited services ('1C8').ERROR
srb_srf_v0075_1Field 4A7: The Leverage ratio should be greater than 0.ERROR
srb_srf_v0075_2Field 4A7: The Leverage ratio should be reported as decimal and not as percentage. Its value should ...ERROR
srb_srf_v0076Accounting value of liabilities arising from all derivative contracts (excluding credit derivatives) ...ERROR
srb_srf_v0077Field 1D1: The start date of supervision ('1D1') should only be filled if the date is in the year be ...ERROR
srb_srf_v0078Field 1E1: Institutions shall provide the SRB with the latest approved annual financial statements a ...ERROR
srb_srf_v0079The accounting value of qualifying liabilities related to clearing activities arising from derivativ ...ERROR
srb_srf_v0080The accounting value of qualifying liabilities related to CSD activities arising from derivatives he ...ERROR
srb_srf_v0081The accounting value of qualifying liabilities related to the holding of client assets arising from ...ERROR
srb_srf_v0082The accounting value of qualifying liabilities related to promotional loans arising from derivatives ...ERROR
srb_srf_v0083The accounting value of qualifying IPS liabilities arising from derivatives held on-balance sheet (' ...ERROR
srb_srf_v0084The accounting value of qualifying intragroup liabilities arising from derivatives held on-balance s ...ERROR
srb_srf_v0085Field 2B2: This field should be "No" for (1) investment firms with limited services and activities ( ...ERROR
srb_srf_v0086Where an institution declares to be member of an IPS ('1C3'), it should clearly indicate whether the ...ERROR
srb_srf_v0087Where an institution qualifies for a lump sum payment ('2B2'), it should clearly indicate whether it ...ERROR
srb_srf_v0088Where institutions do not qualify for a lump-sum payment ('2B2') or where institutions opt for an al ...ERROR
srb_srf_v0089The value of derivatives related to clearing activities ('3A1') should be less than or equal to the ...ERROR
srb_srf_v0090Field 3A7: The total accounting value of liabilities related to clearing activities not arising from ...ERROR
srb_srf_v0091Field 3A8: The total deductible amount of liabilities relating to clearing activities ('3A8') equals ...ERROR
srb_srf_v0092In order to apply the deduction for clearing activities (3A8) the institution needs to report all th ...ERROR
srb_srf_v0093The value of derivatives related to CSD activities ('3B1') should be less than or equal to the total ...ERROR
srb_srf_v0094Field 3B2: liabilities arising from derivatives that are not related to CSD activities ('3B2') equal ...ERROR
srb_srf_v0095Field 3B4: The adjusted value of qualifying CSD liabilities arising from derivatives ('3B4') equals ...ERROR
srb_srf_v0096Field 3B7: The total accounting value of qualifying CSD liabilities not arising from derivatives ('3 ...ERROR
srb_srf_v0097Field 3B8: The total deductible amount of liabilities relating to CSD activities ('3B8') equals the ...ERROR
srb_srf_v0098In order to apply the deduction for CSD activities (3B8) the institution needs to report all the fac ...ERROR
srb_srf_v0099The value of derivatives related to the holding of client assets and client money ('3C1') should be ...ERROR
srb_srf_v0100Field 3C2: liabilities arising from derivatives that are not related to the holding of client assets ...ERROR
srb_srf_v0101Field 3C4: The adjusted value of liabilities related to the holding of client assets and money arisi ...ERROR
srb_srf_v0102Field 3C7: The total accounting value of liabilities related to the holding of client assets and mon ...ERROR
srb_srf_v0103Field 3C8: The total deductible amount of liabilities relating to the holding of client assets or mo ...ERROR
srb_srf_v0104In order to apply the deduction for client assets or money (3C8) the institution needs to report all ...ERROR
srb_srf_v0105The value of derivatives related to the operation of promotional loans ('3D1') should be less than o ...ERROR
srb_srf_v0106Field 3D2: liabilities arising from derivatives that are not related to promotional loans ('3D2') eq ...ERROR
srb_srf_v0107Field 3D4: The adjusted value of liabilities related to promotional loans arising from derivatives ( ...ERROR
srb_srf_v0108Field 3D7: The total accounting value of liabilities related to promotional loans not arising from d ...ERROR
srb_srf_v0109Field 3D8: The total deductible amount of liabilities arising from promotional loans ('3D8') equals ...ERROR
srb_srf_v0110In order to apply the deduction for promotional loans (3D8) the institution needs to report at least ...ERROR
srb_srf_v0111The value of derivatives related to IPS liabilities ('3E1') should be less than or equal to the the ...ERROR
srb_srf_v0112Field 3E2: liabilities arising from derivatives that do not represent IPS liabilities ('3E2') equals ...ERROR
srb_srf_v0113In order to apply the IPS deduction (3E11) the institution needs to report at least the facts under ...ERROR
srb_srf_v0114The value of derivatives related to intra-group liabilities ('3F1') should be less than or equal to ...ERROR
srb_srf_v0115In order to apply the intra-group deduction ('3F11') the institution needs to report at least the fa ...ERROR
srb_srf_v0116The sum of deductions ('2A2'+'2A3'+'3A8'+'3B8'+'3C8'+'3D8') cannot be larger than the total liabilit ...ERROR
srb_srf_v0117Institutions shall report values for the leverage ratio ('4A7'). Where institutions do not report va ...ERROR
srb_srf_v0118Institutions shall report values for the CET1 capital ('4A14'). Where institutions do not report val ...ERROR
srb_srf_v0119Institutions shall report values for the Total Risk Exposure ('4A15'). Where institutions do not rep ...ERROR
srb_srf_v0120Institutions shall report values for the CET1 ratio ('4A16'). Where institutions do not report value ...ERROR
srb_srf_v0121Where the institution reports the CET1 ratio ('4A16'), it must also report CET1 capital ('4A14') and ...ERROR
srb_srf_v0122Institutions shall report values for total assets ('4A17'). Where institutions do not report values ...ERROR
srb_srf_v0123Institutions shall report values for the ratio ('4A18') between total risk exposure ('4A15') and tot ...ERROR
srb_srf_v0124Where the institution reports the ratio ('4A18'), it must also report total risk exposure ('4A15') a ...ERROR
srb_srf_v0125A central body ('1C2') must report at (sub-) consolidated level ('4B2').ERROR
srb_srf_v0126When the competent authority did NOT grant a waiver from the application of the LCR risk indicator t ...ERROR
srb_srf_v0127_1Field 4B6: The LCR should be greater than or equal to 1.ERROR
srb_srf_v0127_2Field 4B6: The LCR should be reported as decimal and not as percentage. Its value should be less tha ...ERROR
srb_srf_v0128Institutions shall report values for the LCR ('4B6'). Where institutions do not report values for th ...ERROR
srb_srf_v0129Institutions shall report values for the risk exposure amount for market risk on traded debt instrum ...ERROR
srb_srf_v0130Institutions shall report values for the ratio ('4D2') between the risk exposure amount for market r ...ERROR
srb_srf_v0131Where an institution reports the ratio ('4D2'), it must also report the risk exposure amount for mar ...ERROR
srb_srf_v0132Institutions shall report values for the ratio ('4D3') between the risk exposure amount for market r ...ERROR
srb_srf_v0133Where an institution reports the ratio ('4D3'), it must also report the risk exposure amount for mar ...ERROR
srb_srf_v0134Institutions shall report values for the ratio ('4D4') between the risk exposure amount for market r ...ERROR
srb_srf_v0135Where an institution report the ratio ('4D4'), it must also report the risk exposure amount for mark ...ERROR
srb_srf_v0136Institutions shall report values for the total off-balance sheet nominal amount ('4D5'). Where insti ...ERROR
srb_srf_v0137Institutions shall report values for the ratio ('4D6') between the total off-balance sheet nominal a ...ERROR
srb_srf_v0138Where an institution reports the ratio ('4D6'), it must also report off-balance sheet nominal ('4D5' ...ERROR
srb_srf_v0139Institutions shall report values for the ratio ('4D7') between the total off-balance sheet nominal a ...ERROR
srb_srf_v0140Where an institution reports the ratio ('4D7'), it must also report off-balance sheet nominal ('4D5' ...ERROR
srb_srf_v0141Institutions shall report values for the ratio ('4D8') between the total off-balance sheet nominal a ...ERROR
srb_srf_v0142Where an institution reports the ratio ('4D8'), it must also report off-balance sheet nominal ('4D5' ...ERROR
srb_srf_v0143Institutions shall report values for the total derivatives exposure ('4D9'). Where institutions do n ...ERROR
srb_srf_v0144Institutions shall report values for the total derivatives exposure cleared through CCPs ('4D10'). W ...ERROR
srb_srf_v0145Institutions shall report values for the ratio ('4D11') between derivatives exposure ('4D9 and 4D10' ...ERROR
srb_srf_v0146Where an institution reports the ratio ('4D11'), it must also report the derivatives exposure ('4D9' ...ERROR
srb_srf_v0147Institutions shall report values for the ratio ('4D12') between derivatives exposure ('4D9 and 4D10' ...ERROR
srb_srf_v0148Where an institution reports the ratio ('4D12'), it must also report the derivatives exposure ('4D9' ...ERROR
srb_srf_v0149Institutions shall report values for the ratio ('4D13') between derivatives exposure ('4D9 and 4D10' ...ERROR
srb_srf_v0150Where an institution reports the ratio ('4D13'), it must also report the derivatives exposure ('4D9' ...ERROR
srb_srf_v0151Institutions shall report information regarding previous extraordinary public financial support ('4D ...ERROR
srb_srf_v0152When the competent authority did not grant a waiver from the reporting requirement to the institutio ...ERROR
srb_srf_v0153Field 4C7: If the reporting level for interbank deposits is individual ('4C2'), then total amount of ...ERROR
srb_srf_v0154Total amount of interbank loans and deposits ('4C8') reported must equal the sum of total amount of ...ERROR
srb_srf_v0155Institutions shall report values for the total of interbank loans ('4C6'). Where institutions do not ...ERROR
srb_srf_v0156Institutions shall report values for the total of interbank deposits ('4C7'). Where institutions do ...ERROR
srb_srf_v0157Institutions shall report values for the total amount ('4C8') of interbank loans ('4C6') plus interb ...ERROR
srb_srf_v0158Where an institution reports the total of reported interbank loans ('4C6'), this value must be great ...ERROR
srb_srf_v0159Where an institution reports the total of reported interbank deposits ('4C7'), this value must be gr ...ERROR
srb_srf_v0160Where an institution reports the total of reported interbank loans and deposits ('4C8'), it must als ...ERROR
srb_srf_v0162The sum of all adjusted values of "specific" qualifying liabilities arising from derivatives should ...ERROR
srb_srf_v0163The sum of total deductable amounts of "specific" qualifying liabilities after adjustment arising fr ...WARNING
srb_srf_v0164A central body ('1C2') must report at (sub-) consolidated level ('4C2').ERROR
srb_srf_v0165Total Liabilities ('2A1') must be greater than 0.ERROR
srb_srf_v0166Own Funds ('2A2') must be greater than 0.ERROR
srb_srf_v0167Covered Deposits ('2A3') must be greater than or equal to 0.ERROR
srb_srf_v0168Total off-balance sheet nominal amount ('4D5') must be greater than or equal to 0.ERROR
srb_srf_v0169Derivatives cleared through a central counterparty (CCP) ('4D10') must be greater than or equal to 0 ...ERROR
srb_srf_v0170Risk exposure amount for market risk on traded debt instruments and equity ('4D1') must be greater t ...ERROR
srb_srf_v0171Total derivative exposure ('4D9') must be greater than or equal to 0.ERROR
srb_srf_v0172CET1 capital ('4A14') must be greater than or equal to 0.ERROR
srb_srf_v0173Total Risk Exposure ('4A15') must be greater than or equal to 0.ERROR
srb_srf_v0174Total assets ('4A17') must be greater than or equal to 0.ERROR
srb_srf_v0175Where an institution does not qualify for a lump sum payment ('2B2'), it should indicate that an alt ...WARNING
srb_srf_v0188The field '2B3' is mandatory if the institution qualifies for the simplified lump-sum annual contrib ...ERROR
srb_srf_v0189Accounting value of liabilities arising from all derivative contracts (excluding credit derivatives) ...ERROR
srb_srf_v0190When the competent authority did grant a waiver from the application of the LCR risk indicator to th ...ERROR
srb_srf_v0191When the competent authority did grant a waiver from the application of the Leverage ratio risk indi ...WARNING
srb_srf_v0192When the competent authority did grant a waiver from the application of the CET1 ratio risk indicato ...WARNING
srb_srf_v0193When the competent authority did grant a waiver from the application of the LCR risk indicator to th ...WARNING
srb_srf_v0194When the competent authority did grant a waiver from the reporting requirement of interbank loans an ...WARNING
srb_srf_v0195If the institution is member of an IPS ('1C3') and the competent authority granted the permission re ...WARNING
srb_srf_v0199Field 1A7: The institution's LEI code must be a string of 20 positions with (A-Z)(0-9) not ending wi ...ERROR
srb_srf_v0204_3A1The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3A5The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3A6The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3B1The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3B5The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3B6The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3C1The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3C5The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3C6The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3D1The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3D5The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3D6The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3E1The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3E5The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3E6The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3F1The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3F5The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0204_3F6The qualifying liabilities arising from derivatives valued in accordance with the leverage ratio met ...ERROR
srb_srf_v0205_3E10The value of qualifying intragroup/IPS assets must be greater than or equal to 0.ERROR
srb_srf_v0205_3E9The value of qualifying intragroup/IPS assets must be greater than or equal to 0.ERROR
srb_srf_v0205_3F10The value of qualifying intragroup/IPS assets must be greater than or equal to 0.ERROR
srb_srf_v0205_3F9The value of qualifying intragroup/IPS assets must be greater than or equal to 0.ERROR
srb_srf_v0206For institutions that are part of a group, the LEI code of the EU parent must be filled in with a st ...WARNING
srb_srf_v0207An investment firm (1C7 or 1C8) cannot accept covered deposits.ERROR
srb_srf_v0208Only a credit institution can be a member of an IPS and in this case it can fill in "Yes" or "No" in ...ERROR
srb_srf_v0209When the competent authority did grant a waiver from the application of the Leverage ratio risk indi ...ERROR
srb_srf_v0210When the competent authority did grant a waiver from the application of the CET1 ratio risk indicato ...ERROR
srb_srf_v0211When the competent authority did grant a waiver from the application of the LCR risk indicator to th ...ERROR
srb_srf_v0212When the competent authority did grant a waiver from the reporting requirement of interbank loans an ...ERROR
srb_srf_v0213_1Field 4A16: The CET1 ratio should be greater than or equal to 0.0450.ERROR
srb_srf_v0213_2Field 4A16: The CET1 ratio should be reported as decimal and not as percentage. Its value should be ...ERROR
srb_srf_v0214Field 4A18: TRE/TA should be reported as decimal and not as percentage. Its value should be less tha ...ERROR
srb_srf_v0215Field 1A7: The reported LEI code must be identical to the referenced schema identifier.ERROR

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