| I 04.00 | |||
| Factor amount | K-factor requirement | ||
| 0010 | 0020 | ||
| Total K-Factor requirement | 0010 | ||
| Risk to client | 0020 | ||
| Assets under management | 0030 | ||
| Client money held - Segregated | 0040 | ||
| Client money held - Non-segregated | 0050 | ||
| Assets safeguarded and administered | 0060 | ||
| Client orders handled - Cash trades | 0070 | ||
| Client orders handled - Derivatives trades | 0080 | ||
| Risk to market | 0090 | ||
| K-Net positions risk requirement | 0100 | ||
| Clearing margin given | 0110 | ||
| Risk to firm | 0120 | ||
| Trading counterparty default | 0130 | ||
| Daily trading flow - Cash trades | 0140 | ||
| Daily trading flow - Derivative trades | 0150 | ||
| K-Concentration risk requirement | 0160 | ||